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Hillary GOODRIDGE & others [FN1] vs. DEPARTMENT OF PUBLIC HEALTH
& another.
[FN2]
SJC-08860
March 4, 2003. - November 18, 2003.
Present: Marshall, C.J., Greaney, Ireland, Spina, Cowin, Sosman, &
Cordy, JJ.
License. Marriage. Statute, Construction. Constitutional Law,
Police power, Equal protection of laws. Due Process of Law,
Marriage. Words, "Marriage."
Civil action commenced in the Superior Court Department on April 11, 2001.
The case was heard by Thomas E. Connolly, J., on motions for
summary judgment.
The Supreme Judicial Court granted an application for direct appellate
review.
Mary Lisa Bonauto (Gary D. Buseck with her) for Hillary
Goodridge.
Judith S. Yogman, Assistant Attorney General, for Department of
Public Health.
The following submitted briefs for amici curiae:
Joseph P.J. Vrabel, Mark D. Mason, & Martin W. Healy for
Massachusetts Bar Association.
Leslie Cooper & James D. Esseks, of New York, Jon W. Davidson &
Shannon Minter, of California, Elliot M. Mincberg & Judith E.
Schaeffer, of the District of Columbia, & John Reinstein, Sarah R.
Wunsch, Paul Holtzman, & Hugh Dun Rappaport for Urban League of
Eastern Massachusetts & others.
Paul Benjamin Linton, of Illinois, & Thomas M. Harvey for
Robert J. Araujo & others.
Dwight G. Duncan for Massachusetts Family Institute, Inc., &
others.
Glen Lavy, of Arizona, Stephen W. Reed, of California, &
Bertin C. Emmons for National Association for Research and Therapy of
Homosexuality, Inc., & others.
Robert W. Ash & Vincent P. McCarthy, of Connecticut, & Philip E.
Cleary for The Common Good Foundation & others.
Don Stenberg, Attorney General of Nebraska, Mark L. Shurtleff,
Attorney General of Utah, Brent A. Burnett, Assistant Attorney
General of Utah, & Mark Barnett, Attorney General of South Dakota,
for the State of Utah & others.
Chester Darling & Michael Williams for Massachusetts Citizens
Alliance & another.
Daniel Avila for The Catholic Action League of Massachusetts.
Joshua K. Baker, of California, & Robert G. Caprera for José
Martín de Agar & others.
Wendy J. Herdlein, of California, & James R. Knudsen for the
Honorable Philip Travis & others.
Steven W. Fitschen, of Virginia, for The National Legal Foundation.
Jeffrey A. Shafer & David R. Langdon, of Ohio, William C.
Duncan, of Utah, & Wendy J. Herdlein, of California, for
Marriage Law Project.
Lisa Rae, Kenneth Elmore, Arthur Berney, & Josephine Ross for The
Religious Coalition for the Freedom to Marry & others.
Ann DiMaria for The Ethics & Religious Liberty Commission & others.
Anthony Mirenda, Vickie L. Henry, Lucy Fowler, John M. Granberry,
Rachel N. Lessem, & Gabriel M. Helmer for Robert F. Williams & others.
Kenneth J. Parsigian for Peter W. Bardaglio & others. David
Cruz, of New York, John Taylor Williams, Carol V. Rose, Debra
Squires-Lee, Christopher Morrison, & Marni Goldstein Caputo for
William E. Adams & others.
Martin J. Newhouse & Katharine Bolland for Coalition gaie et
lesbienne du Québec & others.
Joseph Ureneck, pro se.
Teresa S. Collett, of Texas, & Luke Stanton for Free Market
Foundation.
Peter F. Zupcofska, L. Tracee Whitley, Heidi A. Nadel, & Corin R. Swift
for Boston Bar Association & another.
Mary Jo Johnson, Jonathan A. Shapiro, & Amy L. Nash for The
Massachusetts Psychiatric Society & others.
Tony R. Maida, Nina Joan Kimball, & Justine H. Brousseau for Libby
Adler & others.
Daryl J. Lapp, Kevin D. Batt, & Katharine Silbaugh for Monroe Inker
& another.
David Zwiebel, Mordechai Biser, & Nathan J. Diament, of New York,
& Abba Cohen, of the District of Columbia, for Agudath Israel of
America & others.
MARSHALL, C.J.
Marriage is a vital social institution. The exclusive commitment of two
individuals to each other nurtures love and mutual support; it brings
stability to our society. For those who choose to marry, and for their
children, marriage provides an abundance of legal, financial, and social
benefits. In return it imposes weighty legal, financial, and social
obligations. The question before us is whether, consistent with the
Massachusetts Constitution, the Commonwealth may deny the protections,
benefits, and obligations conferred by civil marriage to two individuals
of the same sex who wish to marry. We conclude that it may not. The
Massachusetts Constitution affirms the dignity and equality of all
individuals. It forbids the creation of second-class citizens. In reaching
our conclusion we have given full deference to the arguments made by the
Commonwealth. But it has failed to identify any constitutionally adequate
reason for denying civil marriage to same-sex couples.
We are mindful that our decision marks a change in the history of our
marriage law. Many people hold deep-seated religious, moral, and ethical
convictions that marriage should be limited to the union of one man and
one woman, and that homosexual conduct is immoral. Many hold equally
strong religious, moral, and ethical convictions that same-sex couples are
entitled to be married, and that homosexual persons should be treated no
differently than their heterosexual neighbors. Neither view answers the
question before us. Our concern is with the Massachusetts Constitution as
a charter of governance for every person properly within its reach. "Our
obligation is to define the liberty of all, not to mandate our own moral
code." Lawrence v. Texas, 123 S.Ct. 2472, 2480 (2003) (Lawrence
), quoting Planned Parenthood of Southeastern Pa. v. Casey,
505 U.S. 833, 850 (1992).
Whether the Commonwealth may use its formidable regulatory authority to
bar same-sex couples from civil marriage is a question not previously
addressed by a Massachusetts appellate court. [FN3] It is a question the
United States Supreme Court left open as a matter of Federal law in
Lawrence, supra at 2484, where it was not an issue. There, the Court
affirmed that the core concept of common human dignity protected by the
Fourteenth Amendment to the United States Constitution precludes
government intrusion into the deeply personal realms of consensual adult
expressions of intimacy and one's choice of an intimate partner. The Court
also reaffirmed the central role that decisions whether to marry or have
children bear in shaping one's identity. Id. at 2481. The
Massachusetts Constitution is, if anything, more protective of individual
liberty and equality than the Federal Constitution; it may demand broader
protection for fundamental rights; and it is less tolerant of government
intrusion into the protected spheres of private life.
Barred access to the protections, benefits, and obligations of civil
marriage, a person who enters into an intimate, exclusive union with
another of the same sex is arbitrarily deprived of membership in one of
our community's most rewarding and cherished institutions. That exclusion
is incompatible with the constitutional principles of respect for
individual autonomy and equality under law.
I
The plaintiffs are fourteen individuals from five Massachusetts counties.
As of April 11, 2001, the date they filed their complaint, the plaintiffs
Gloria Bailey, sixty years old, and Linda Davies, fifty-five years old,
had been in a committed relationship for thirty years; the plaintiffs
Maureen Brodoff, forty-nine years old, and Ellen Wade, fifty-two years
old, had been in a committed relationship for twenty years and lived with
their twelve year old daughter; the plaintiffs Hillary Goodridge,
forty-four years old, and Julie Goodridge, forty-three years old, had been
in a committed relationship for thirteen years and lived with their five
year old daughter; the plaintiffs Gary Chalmers, thirty-five years old,
and Richard Linnell, thirty-seven years old, had been in a committed
relationship for thirteen years and lived with their eight year old
daughter and Richard's mother; the plaintiffs Heidi Norton, thirty-six
years old, and Gina Smith, thirty-six years old, had been in a committed
relationship for eleven years and lived with their two sons, ages five
years and one year; the plaintiffs Michael Horgan, forty-one years old,
and David Balmelli, forty-one years old, had been in a committed
relationship for seven years; and the plaintiffs David Wilson, fifty-seven
years old, and Robert Compton, fifty-one years old, had been in a
committed relationship for four years and had cared for David's mother in
their home after a serious illness until she died.
The plaintiffs include business executives, lawyers, an investment banker,
educators, therapists, and a computer engineer. Many are active in church,
community, and school groups. They have employed such legal means as are
available to them--for example, joint adoption, powers of attorney, and
joint ownership of real property--to secure aspects of their
relationships. Each plaintiff attests a desire to marry his or her partner
in order to affirm publicly their commitment to each other and to secure
the legal protections and benefits afforded to married couples and their
children.
The Department of Public Health (department) is charged by statute with
safeguarding public health. See G.L. c. 17. Among its responsibilities,
the department oversees the registry of vital records and statistics
(registry), which "enforce[s] all laws" relative to the issuance of
marriage licenses and the keeping of marriage records, see G.L. c. 17, §
4, and which promulgates policies and procedures for the issuance of
marriage licenses by city and town clerks and registers. See, e.g., G.L.
c. 207, §§ 20, 28A, and 37. The registry is headed by a registrar of vital
records and statistics (registrar), appointed by the Commissioner of
Public Health (commissioner) with the approval of the public health
council and supervised by the commissioner. See G.L. c. 17, § 4.
In March and April, 2001, each of the plaintiff couples attempted to
obtain a marriage license from a city or town clerk's office. As required
under G.L. c. 207, they completed notices of intention to marry on forms
provided by the registry, see G.L. c. 207, § 20, and presented these forms
to a Massachusetts town or city clerk, together with the required health
forms and marriage license fees. See G.L. c. 207, § 19. In each case, the
clerk either refused to accept the notice of intention to marry or denied
a marriage license to the couple on the ground that Massachusetts does not
recognize same- sex marriage. [FN4], [FN5] Because obtaining a marriage
license is a necessary prerequisite to civil marriage in Massachusetts,
denying marriage licenses to the plaintiffs was tantamount to denying them
access to civil marriage itself, with its appurtenant social and legal
protections, benefits, and obligations. [FN6]
On April 11, 2001, the plaintiffs filed suit in the Superior Court against
the department and the commissioner seeking a judgment that "the exclusion
of the [p]laintiff couples and other qualified same-sex couples from
access to marriage licenses, and the legal and social status of civil
marriage, as well as the protections, benefits and obligations of
marriage, violates Massachusetts law." See G.L. c. 231A. The plaintiffs
alleged violation of the laws of the Commonwealth, including but not
limited to their rights under arts. 1, 6, 7, 10, 12, and 16, and Part II,
c. 1, § 1, art. 4, of the Massachusetts Constitution. [FN7], [FN8]
The department, represented by the Attorney General, admitted to a policy
and practice of denying marriage licenses to same-sex couples. It denied
that its actions violated any law or that the plaintiffs were entitled to
relief. The parties filed cross motions for summary judgment.
A Superior Court judge ruled for the department. In a memorandum of
decision and order dated May 7, 2002, he dismissed the plaintiffs' claim
that the marriage statutes should be construed to permit marriage between
persons of the same sex, holding that the plain wording of G.L. c. 207, as
well as the wording of other marriage statutes, precluded that
interpretation. Turning to the constitutional claims, he held that the
marriage exclusion does not offend the liberty, freedom, equality, or due
process provisions of the Massachusetts Constitution, and that the
Massachusetts Declaration of Rights does not guarantee "the fundamental
right to marry a person of the same sex." He concluded that prohibiting
same-sex marriage rationally furthers the Legislature's legitimate
interest in safeguarding the "primary purpose" of marriage, "procreation."
The Legislature may rationally limit marriage to opposite-sex couples, he
concluded, because those couples are "theoretically ... capable of
procreation," they do not rely on "inherently more cumbersome" noncoital
means of reproduction, and they are more likely than same-sex couples to
have children, or more children.
After the complaint was dismissed and summary judgment entered for the
defendants, the plaintiffs appealed. Both parties requested direct
appellate review, which we granted.
II
Although the plaintiffs refer in passing to "the marriage statutes," they
focus, quite properly, on G.L. c. 207, the marriage licensing statute,
which controls entry into civil marriage. As a preliminary matter, we
summarize the provisions of that law.
General Laws c. 207 is both a gatekeeping and a public records statute. It
sets minimum qualifications for obtaining a marriage license and directs
city and town clerks, the registrar, and the department to keep and
maintain certain "vital records" of civil marriages. The gatekeeping
provisions of G.L. c. 207 are minimal. They forbid marriage of individuals
within certain degrees of consanguinity, §§ 1 and 2, and polygamous
marriages. See G.L. c. 207, § 4. See also G.L. c. 207, § 8 (marriages
solemnized in violation of §§ 1, 2, and 4, are void ab initio). They
prohibit marriage if one of the parties has communicable syphilis, see G.L.
c. 207, § 28A, and restrict the circumstances in which a person under
eighteen years of age may marry. See G.L. c. 207, §§ 7, 25, and 27. The
statute requires that civil marriage be solemnized only by those so
authorized. See G.L. c. 207, §§ 38-40.
The record-keeping provisions of G.L. c. 207 are more extensive. Marriage
applicants file standard information forms and a medical certificate in
any Massachusetts city or town clerk's office and tender a filing fee. G.L.
c. 207, §§ 19-20, 28A. The clerk issues the marriage license, and when the
marriage is solemnized, the individual authorized to solemnize the
marriage adds additional information to the form and returns it (or a
copy) to the clerk's office. G.L. c. 207, §§ 28, 30, 38-40 (this completed
form is commonly known as the "marriage certificate"). The clerk sends a
copy of the information to the registrar, and that information becomes a
public record. See G.L. c. 17, § 4; G.L. c. 66, § 10. [FN9], [FN10]
In short, for all the joy and solemnity that normally attend a marriage,
G.L. c. 207, governing entrance to marriage, is a licensing law. The
plaintiffs argue that because nothing in that licensing law specifically
prohibits marriages between persons of the same sex, we may interpret the
statute to permit "qualified same sex couples" to obtain marriage
licenses, thereby avoiding the question whether the law is constitutional.
See School Comm. of Greenfield v. Greenfield Educ. Ass'n, 385 Mass.
70, 79 (1982), and cases cited. This claim lacks merit.
We interpret statutes to carry out the Legislature's intent, determined by
the words of a statute interpreted according to "the ordinary and approved
usage of the language." Hanlon v. Rollins, 286 Mass. 444, 447
(1934). The everyday meaning of "marriage" is "[t]he legal union of a man
and woman as husband and wife," Black's Law Dictionary 986 (7th ed.1999),
and the plaintiffs do not argue that the term "marriage" has ever had a
different meaning under Massachusetts law. See, e.g., Milford v.
Worcester, 7 Mass. 48, 52 (1810) (marriage "is an engagement, by which
a single man and a single woman, of sufficient discretion, take each other
for husband and wife"). This definition of marriage, as both the
department and the Superior Court judge point out, derives from the common
law. See Commonwealth v. Knowlton, 2 Mass. 530, 535 (1807)
(Massachusetts common law derives from English common law except as
otherwise altered by Massachusetts statutes and Constitution). See also
Commonwealth v. Lane, 113 Mass. 458, 462-463 (1873) ("when the
statutes are silent, questions of the validity of marriages are to be
determined by the jus gentium, the common law of nations"); C.P. Kindregan,
Jr., & M.L. Inker, Family Law and Practice § 1.2 (3d ed.2002). Far from
being ambiguous, the undefined word "marriage," as used in G.L. c. 207,
confirms the General Court's intent to hew to the term's common-law and
quotidian meaning concerning the genders of the marriage partners.
The intended scope of G.L. c. 207 is also evident in its consanguinity
provisions. See Chandler v. County Comm'rs of Nantucket County, 437
Mass. 430, 435 (2002) (statute's various provisions may offer insight into
legislative intent). Sections 1 and 2 of G.L. c. 207 prohibit marriages
between a man and certain female relatives and a woman and certain male
relatives, but are silent as to the consanguinity of male-male or
female-female marriage applicants. See G.L. c. 207, §§ 1-2. The only
reasonable explanation is that the Legislature did not intend that
same-sex couples be licensed to marry. We conclude, as did the judge, that
G.L. c. 207 may not be construed to permit same-sex couples to marry.
[FN11]
III
A
The larger question is whether, as the department claims, government
action that bars same-sex couples from civil marriage constitutes a
legitimate exercise of the State's authority to regulate conduct, or
whether, as the plaintiffs claim, this categorical marriage exclusion
violates the Massachusetts Constitution. We have recognized the
long-standing statutory understanding, derived from the common law, that
"marriage" means the lawful union of a woman and a man. But that history
cannot and does not foreclose the constitutional question.
The plaintiffs' claim that the marriage restriction violates the
Massachusetts Constitution can be analyzed in two ways. Does it offend the
Constitution's guarantees of equality before the law? Or do the liberty
and due process provisions of the Massachusetts Constitution secure the
plaintiffs' right to marry their chosen partner? In matters implicating
marriage, family life, and the upbringing of children, the two
constitutional concepts frequently overlap, as they do here. See, e.g.,
M.L.B. v. S.L.J., 519 U.S. 102, 120 (1996) (noting convergence
of due process and equal protection principles in cases concerning
parent-child relationships); Perez v. Sharp, 32 Cal.2d 711, 728
(1948) (analyzing statutory ban on interracial marriage as equal
protection violation concerning regulation of fundamental right). See also
Lawrence, supra at 2482 ("Equality of treatment and the due process
right to demand respect for conduct protected by the substantive guarantee
of liberty are linked in important respects, and a decision on the latter
point advances both interests"); Bolling v. Sharpe, 347 U.S. 497
(1954) (racial segregation in District of Columbia public schools violates
the due process clause of the Fifth Amendment to the United States
Constitution), decided the same day as Brown v. Board of Educ. of
Topeka, 347 U.S. 483 (1954) (holding that segregation of public
schools in the States violates the equal protection clause of the
Fourteenth Amendment). Much of what we say concerning one standard applies
to the other.
We begin by considering the nature of civil marriage itself. Simply put,
the government creates civil marriage. In Massachusetts, civil marriage
is, and since pre-Colonial days has been, precisely what its name implies:
a wholly secular institution. See Commonwealth v. Munson, 127 Mass.
459, 460-466 (1879) (noting that "[i]n Massachusetts, from very early
times, the requisites of a valid marriage have been regulated by statutes
of the Colony, Province, and Commonwealth," and surveying marriage
statutes from 1639 through 1834). No religious ceremony has ever been
required to validate a Massachusetts marriage. Id.
In a real sense, there are three partners to every civil marriage: two
willing spouses and an approving State. See DeMatteo v. DeMatteo,
436 Mass. 18, 31 (2002) ("Marriage is not a mere contract between two
parties but a legal status from which certain rights and obligations
arise"); Smith v. Smith, 171 Mass. 404, 409 (1898) (on marriage,
the parties "assume[ ] new relations to each other and to the State"). See
also French v. McAnarney, 290 Mass. 544, 546 (1935). While only the
parties can mutually assent to marriage, the terms of the marriage--who
may marry and what obligations, benefits, and liabilities attach to civil
marriage--are set by the Commonwealth. Conversely, while only the parties
can agree to end the marriage (absent the death of one of them or a
marriage void ab initio), the Commonwealth defines the exit terms. See G.L.
c. 208.
Civil marriage is created and regulated through exercise of the police
power. See Commonwealth v. Stowell, 389 Mass. 171, 175 (1983)
(regulation of marriage is properly within the scope of the police power).
"Police power" (now more commonly termed the State's regulatory authority)
is an old-fashioned term for the Commonwealth's lawmaking authority, as
bounded by the liberty and equality guarantees of the Massachusetts
Constitution and its express delegation of power from the people to their
government. In broad terms, it is the Legislature's power to enact rules
to regulate conduct, to the extent that such laws are "necessary to secure
the health, safety, good order, comfort, or general welfare of the
community" (citations omitted). Opinion of the Justices, 341 Mass.
760, 785 (1960). [FN12] See Commonwealth v. Alger, 7 Cush. 53, 85
(1851).
Without question, civil marriage enhances the "welfare of the community."
It is a "social institution of the highest importance." French v.
McAnarney, supra. Civil marriage anchors an ordered society by
encouraging stable relationships over transient ones. It is central to the
way the Commonwealth identifies individuals, provides for the orderly
distribution of property, ensures that children and adults are cared for
and supported whenever possible from private rather than public funds, and
tracks important epidemiological and demographic data.
Marriage also bestows enormous private and social advantages on those who
choose to marry. Civil marriage is at once a deeply personal commitment to
another human being and a highly public celebration of the ideals of
mutuality, companionship, intimacy, fidelity, and family. "It is an
association that promotes a way of life, not causes; a harmony in living,
not political faiths; a bilateral loyalty, not commercial or social
projects." Griswold v. Connecticut, 381 U.S. 479, 486 (1965).
Because it fulfils yearnings for security, safe haven, and connection that
express our common humanity, civil marriage is an esteemed institution,
and the decision whether and whom to marry is among life's momentous acts
of self-definition.
Tangible as well as intangible benefits flow from marriage. The marriage
license grants valuable property rights to those who meet the entry
requirements, and who agree to what might otherwise be a burdensome degree
of government regulation of their activities. [FN13] See Leduc v.
Commonwealth, 421 Mass. 433, 435 (1995), cert. denied, 519 U.S. 827
(1996) ( "The historical aim of licensure generally is preservation of
public health, safety, and welfare by extending the public trust only to
those with proven qualifications"). The Legislature has conferred on "each
party [in a civil marriage] substantial rights concerning the assets of
the other which unmarried cohabitants do not have." Wilcox v. Trautz,
427 Mass. 326, 334 (1998). See Collins v. Guggenheim, 417 Mass.
615, 618 (1994) (rejecting claim for equitable distribution of property
where plaintiff cohabited with but did not marry defendant); Feliciano
v. Rosemar Silver Co., 401 Mass. 141, 142 (1987) (government interest
in promoting marriage would be "subverted" by recognition of "a right to
recover for loss of consortium by a person who has not accepted the
correlative responsibilities of marriage"); Davis v. Misiano, 373
Mass. 261, 263 (1977) (unmarried partners not entitled to rights of
separate support or alimony). See generally Attorney Gen. v.
Desilets, 418 Mass. 316, 327-328 & nn. 10, 11 (1994).
The benefits accessible only by way of a marriage license are enormous,
touching nearly every aspect of life and death. The department states that
"hundreds of statutes" are related to marriage and to marital benefits.
With no attempt to be comprehensive, we note that some of the statutory
benefits conferred by the Legislature on those who enter into civil
marriage include, as to property: joint Massachusetts income tax filing (G.L.
c. 62C, § 6); tenancy by the entirety (a form of ownership that provides
certain protections against creditors and allows for the automatic descent
of property to the surviving spouse without probate) (G.L. c. 184, § 7);
extension of the benefit of the homestead protection (securing up to
$300,000 in equity from creditors) to one's spouse and children (G.L. c.
188, § 1); automatic rights to inherit the property of a deceased spouse
who does not leave a will (G.L. c. 190, § 1); the rights of elective share
and of dower (which allow surviving spouses certain property rights where
the decedent spouse has not made adequate provision for the survivor in a
will) (G.L. c. 191, § 15, and G.L. c. 189); entitlement to wages owed to a
deceased employee (G.L. c. 149, § 178A [general] and G.L. c. 149, § 178C
[public employees] ); eligibility to continue certain businesses of a
deceased spouse (e.g., G.L. c. 112, § 53 [dentist] ); the right to share
the medical policy of one's spouse (e.g., G.L. c. 175, § 108, Second [a
] [3] [defining an insured's "dependent" to include one's spouse), see
Connors v. Boston, 430 Mass. 31, 43 (1999) [domestic partners of city
employees not included within the term "dependent" as used in G.L. c. 32B,
§ 2] ); thirty-nine week continuation of health coverage for the spouse of
a person who is laid off or dies (e.g., G.L. c. 175, § 110G); preferential
options under the Commonwealth's pension system (see G.L. c. 32, § 12[2]
["Joint and Last Survivor Allowance"] ); preferential benefits in the
Commonwealth's medical program, MassHealth (e.g., 130 Code Mass. Regs. §
515.012[A] prohibiting placing a lien on long-term care patient's former
home if spouse still lives there); access to veterans' spousal benefits
and preferences (e.g., G.L. c. 115, § 1 [defining "dependents"] and G.L.
c. 31, § 26 [State employment] and § 28 [municipal employees] ); financial
protections for spouses of certain Commonwealth employees (fire fighters,
police officers, prosecutors, among others) killed in the performance of
duty (e.g., G.L. c. 32, §§ 100-103); the equitable division of marital
property on divorce (G.L. c. 208, § 34); temporary and permanent alimony
rights (G.L. c. 208, §§ 17 and 34); the right to separate support on
separation of the parties that does not result in divorce (G.L. c. 209, §
32); and the right to bring claims for wrongful death and loss of
consortium, and for funeral and burial expenses and punitive damages
resulting from tort actions (G.L. c. 229, §§ 1 and 2; G.L. c. 228, § 1.
See Feliciano v. Rosemar Silver Co., supra ).
Exclusive marital benefits that are not directly tied to property rights
include the presumptions of legitimacy and parentage of children born to a
married couple (G.L. c. 209C, § 6, and G.L. c. 46, § 4B); and evidentiary
rights, such as the prohibition against spouses testifying against one
another about their private conversations, applicable in both civil and
criminal cases (G.L. c. 233, § 20). Other statutory benefits of a personal
nature available only to married individuals include qualification for
bereavement or medical leave to care for individuals related by blood or
marriage (G.L. c. 149, § 52D); an automatic "family member" preference to
make medical decisions for an incompetent or disabled spouse who does not
have a contrary health care proxy, see Shine v. Vega, 429 Mass.
456, 466 (1999); the application of predictable rules of child custody,
visitation, support, and removal out-of-State when married parents divorce
(e.g., G.L. c. 208, § 19 [temporary custody], § 20 [temporary support], §
28 [custody and support on judgment of divorce], § 30 [removal from
Commonwealth], and § 31 [shared custody plan]; priority rights to
administer the estate of a deceased spouse who dies without a will, and
requirement that surviving spouse must consent to the appointment of any
other person as administrator (G.L. c. 38, § 13 [disposition of body], and
G.L. c. 113, § 8 [anatomical gifts] ); and the right to interment in the
lot or tomb owned by one's deceased spouse (G.L. c. 114, §§ 29-33).
Where a married couple has children, their children are also directly or
indirectly, but no less auspiciously, the recipients of the special legal
and economic protections obtained by civil marriage. Notwithstanding the
Commonwealth's strong public policy to abolish legal distinctions between
marital and nonmarital children in providing for the support and care of
minors, see Department of Revenue v. Mason M., 439 Mass. 665
(2003); Woodward v. Commissioner of Social Sec., 435 Mass. 536, 546
(2002), the fact remains that marital children reap a measure of family
stability and economic security based on their parents' legally privileged
status that is largely inaccessible, or not as readily accessible, to
nonmarital children. Some of these benefits are social, such as the
enhanced approval that still attends the status of being a marital child.
Others are material, such as the greater ease of access to family-based
State and Federal benefits that attend the presumptions of one's
parentage.
It is undoubtedly for these concrete reasons, as well as for its
intimately personal significance, that civil marriage has long been termed
a "civil right." See, e.g., Loving v. Virginia, 388 U.S. 1, 12
(1967) ("Marriage is one of the 'basic civil rights of man,' fundamental
to our very existence and survival"), quoting Skinner v. Oklahoma,
316 U.S. 535, 541 (1942); Milford v. Worcester, 7 Mass. 48, 56
(1810) (referring to "civil rights incident to marriages"). See also
Baehr v. Lewin, 74 Haw. 530, 561 (1993) (identifying marriage as a
"civil right[ ]"); Baker v. State, 170 Vt. 194, 242 (1999)
(Johnson, J., concurring in part and dissenting in part) (same). The
United States Supreme Court has described the right to marry as "of
fundamental importance for all individuals" and as "part of the
fundamental 'right of privacy' implicit in the Fourteenth Amendment's Due
Process Clause." Zablocki v. Redhail, 434 U.S. 374, 384 (1978). See
Loving v. Virginia, supra ("The freedom to marry has long been
recognized as one of the vital personal rights essential to the orderly
pursuit of happiness by free men"). [FN14]
Without the right to marry--or more properly, the right to choose to
marry--one is excluded from the full range of human experience and denied
full protection of the laws for one's "avowed commitment to an intimate
and lasting human relationship." Baker v. State, supra at 229.
Because civil marriage is central to the lives of individuals and the
welfare of the community, our laws assiduously protect the individual's
right to marry against undue government incursion. Laws may not "interfere
directly and substantially with the right to marry." Zablocki v.
Redhail, supra at 387. See Perez v. Sharp, 32 Cal.2d 711, 714
(1948) ("There can be no prohibition of marriage except for an important
social objective and reasonable means"). [FN15]
Unquestionably, the regulatory power of the Commonwealth over civil
marriage is broad, as is the Commonwealth's discretion to award public
benefits. See Commonwealth v. Stowell, 389 Mass. 171, 175 (1983)
(marriage); Moe v. Secretary of Admin. & Fin., 382 Mass. 629, 652
(1981) (Medicaid benefits). Individuals who have the choice to marry each
other and nevertheless choose not to may properly be denied the legal
benefits of marriage. See Wilcox v. Trautz, 427 Mass. 326, 334
(1998); Collins v. Guggenheim, 417 Mass. 615, 618 (1994);
Feliciano v. Rosemar Silver Co., 401 Mass. 141, 142 (1987). But that
same logic cannot hold for a qualified individual who would marry if she
or he only could.
B
For decades, indeed centuries, in much of this country (including
Massachusetts) no lawful marriage was possible between white and black
Americans. That long history availed not when the Supreme Court of
California held in 1948 that a legislative prohibition against interracial
marriage violated the due process and equality guarantees of the
Fourteenth Amendment, Perez v. Sharp, 32 Cal.2d 711, 728 (1948), or
when, nineteen years later, the United States Supreme Court also held that
a statutory bar to interracial marriage violated the Fourteenth Amendment,
Loving v. Virginia, 388 U.S. 1 (1967). [FN16] As both Perez
and Loving make clear, the right to marry means little if it does
not include the right to marry the person of one's choice, subject to
appropriate government restrictions in the interests of public health,
safety, and welfare. See Perez v. Sharp, supra at 717 ("the essence
of the right to marry is freedom to join in marriage with the person of
one's choice"). See also Loving v. Virginia, supra at 12. In this
case, as in Perez and Loving, a statute deprives individuals
of access to an institution of fundamental legal, personal, and social
significance--the institution of marriage--because of a single trait: skin
color in Perez and Loving, sexual orientation here. As it
did in Perez and Loving, history must yield to a more fully
developed understanding of the invidious quality of the discrimination.
[FN17]
The Massachusetts Constitution protects matters of personal liberty
against government incursion as zealously, and often more so, than does
the Federal Constitution, even where both Constitutions employ essentially
the same language. See Planned Parenthood League of Mass., Inc. v.
Attorney Gen., 424 Mass. 586, 590 (1997); Corning Glass Works v.
Ann & Hope, Inc. of Danvers, 363 Mass. 409, 416 (1973). That the
Massachusetts Constitution is in some instances more protective of
individual liberty interests than is the Federal Constitution is not
surprising. Fundamental to the vigor of our Federal system of government
is that "state courts are absolutely free to interpret state
constitutional provisions to accord greater protection to individual
rights than do similar provisions of the United States Constitution."
Arizona v. Evans, 514 U.S. 1, 8 (1995). [FN18]
The individual liberty and equality safeguards of the Massachusetts
Constitution protect both "freedom from" unwarranted government intrusion
into protected spheres of life and "freedom to" partake in benefits
created by the State for the common good. See Bachrach v. Secretary of
the Commonwealth, 382 Mass. 268, 273 (1981); Dalli v. Board of Educ.,
358 Mass. 753, 759 (1971). Both freedoms are involved here. Whether and
whom to marry, how to express sexual intimacy, and whether and how to
establish a family--these are among the most basic of every individual's
liberty and due process rights. See, e.g., Lawrence, supra at 2481;
Planned Parenthood of Southeastern Pa. v. Casey, 505 U.S. 833, 851
(1992); Zablocki v. Redhail, 434 U.S. 374, 384 (1978); Roe v.
Wade, 410 U.S. 113, 152-153 (1973); Eisenstadt v. Baird, 405
U.S. 438, 453 (1972); Loving v. Virginia, supra. And central to
personal freedom and security is the assurance that the laws will apply
equally to persons in similar situations. "Absolute equality before the
law is a fundamental principle of our own Constitution." Opinion of the
Justices, 211 Mass. 618, 619 (1912). The liberty interest in choosing
whether and whom to marry would be hollow if the Commonwealth could,
without sufficient justification, foreclose an individual from freely
choosing the person with whom to share an exclusive commitment in the
unique institution of civil marriage.
The Massachusetts Constitution requires, at a minimum, that the exercise
of the State's regulatory authority not be "arbitrary or capricious."
Commonwealth v. Henry's Drywall Co., 366 Mass. 539, 542 (1974). [FN19]
Under both the equality and liberty guarantees, regulatory authority must,
at very least, serve "a legitimate purpose in a rational way"; a statute
must "bear a reasonable relation to a permissible legislative objective."
Rushworth v. Registrar of Motor Vehicles, 413 Mass. 265, 270
(1992). See, e.g., Massachusetts Fed'n of Teachers v. Board of Educ.,
436 Mass. 763, 778 (2002) (equal protection); Coffee-Rich, Inc. v.
Commissioner of Pub. Health, 348 Mass. 414, 422 (1965) (due
process). Any law failing to satisfy the basic standards of rationality is
void.
The plaintiffs challenge the marriage statute on both equal protection and
due process grounds. With respect to each such claim, we must first
determine the appropriate standard of review. Where a statute implicates a
fundamental right or uses a suspect classification, we employ "strict
judicial scrutiny." Lowell v. Kowalski, 380 Mass. 663, 666 (1980).
For all other statutes, we employ the " 'rational basis' test." English
v. New England Med. Ctr., 405 Mass. 423, 428 (1989). For due process
claims, rational basis analysis requires that statutes "bear[ ] a real and
substantial relation to the public health, safety, morals, or some other
phase of the general welfare." Coffee-Rich, Inc. v. Commissioner
of Pub. Health, supra, quoting Sperry & Hutchinson Co. v.
Director of the Div. on the Necessaries of Life, 307 Mass. 408, 418
(1940). For equal protection challenges, the rational basis test requires
that "an impartial lawmaker could logically believe that the
classification would serve a legitimate public purpose that transcends the
harm to the members of the disadvantaged class." English v. New England
Med. Ctr., supra at 429, quoting Cleburne v. Cleburne Living Ctr.,
Inc., 473 U.S. 432, 452 (1985) (Stevens, J., concurring). [FN20]
The department argues that no fundamental right or "suspect" class is at
issue here, [FN21] and rational basis is the appropriate standard of
review. For the reasons we explain below, we conclude that the marriage
ban does not meet the rational basis test for either due process or equal
protection. Because the statute does not survive rational basis review, we
do not consider the plaintiffs' arguments that this case merits strict
judicial scrutiny.
The department posits three legislative rationales for prohibiting
same-sex couples from marrying: (1) providing a "favorable setting for
procreation"; (2) ensuring the optimal setting for child rearing, which
the department defines as "a two-parent family with one parent of each
sex"; and (3) preserving scarce State and private financial resources. We
consider each in turn.
The judge in the Superior Court endorsed the first rationale, holding that
"the state's interest in regulating marriage is based on the traditional
concept that marriage's primary purpose is procreation." This is
incorrect. Our laws of civil marriage do not privilege procreative
heterosexual intercourse between married people above every other form of
adult intimacy and every other means of creating a family. General Laws c.
207 contains no requirement that the applicants for a marriage license
attest to their ability or intention to conceive children by coitus.
Fertility is not a condition of marriage, nor is it grounds for divorce.
People who have never consummated their marriage, and never plan to, may
be and stay married. See Franklin v. Franklin, 154 Mass. 515, 516
(1891) ("The consummation of a marriage by coition is not necessary to its
validity"). [FN22] People who cannot stir from their deathbed may marry.
See G.L. c. 207, § 28A. While it is certainly true that many, perhaps
most, married couples have children together (assisted or unassisted), it
is the exclusive and permanent commitment of the marriage partners to one
another, not the begetting of children, that is the sine qua non of civil
marriage. [FN23]
Moreover, the Commonwealth affirmatively facilitates bringing children
into a family regardless of whether the intended parent is married or
unmarried, whether the child is adopted or born into a family, whether
assistive technology was used to conceive the child, and whether the
parent or her partner is heterosexual, homosexual, or bisexual. [FN24] If
procreation were a necessary component of civil marriage, our statutes
would draw a tighter circle around the permissible bounds of nonmarital
child bearing and the creation of families by noncoital means. The attempt
to isolate procreation as "the source of a fundamental right to marry,"
post at (Cordy, J., dissenting), overlooks the integrated way in which
courts have examined the complex and overlapping realms of personal
autonomy, marriage, family life, and child rearing. Our jurisprudence
recognizes that, in these nuanced and fundamentally private areas of life,
such a narrow focus is inappropriate.
The "marriage is procreation" argument singles out the one unbridgeable
difference between same-sex and opposite-sex couples, and transforms that
difference into the essence of legal marriage. Like "Amendment 2" to the
Constitution of Colorado, which effectively denied homosexual persons
equality under the law and full access to the political process, the
marriage restriction impermissibly "identifies persons by a single trait
and then denies them protection across the board." Romer v. Evans,
517 U.S. 620, 633 (1996). In so doing, the State's action confers an
official stamp of approval on the destructive stereotype that same-sex
relationships are inherently unstable and inferior to opposite-sex
relationships and are not worthy of respect. [FN25]
The department's first stated rationale, equating marriage with unassisted
heterosexual procreation, shades imperceptibly into its second: that
confining marriage to opposite-sex couples ensures that children are
raised in the "optimal" setting. Protecting the welfare of children is a
paramount State policy. Restricting marriage to opposite-sex couples,
however, cannot plausibly further this policy. "The demographic changes of
the past century make it difficult to speak of an average American family.
The composition of families varies greatly from household to household."
Troxel v. Granville, 530 U.S. 57, 63 (2000). Massachusetts has
responded supportively to "the changing realities of the American family,"
id. at 64, and has moved vigorously to strengthen the modern family
in its many variations. See, e.g., G.L. c. 209C (paternity statute); G.L.
c. 119, § 39D (grandparent visitation statute); Blixt v. Blixt, 437
Mass. 649 (2002), cert. denied, 537 U.S. 1189 (2003) (same); E.N.O.
v. L.M.M., 429 Mass. 824, cert. denied, 528 U.S. 1005 (1999) (de
facto parent); Youmans v. Ramos, 429 Mass. 774, 782 (1999) (same);
and Adoption of Tammy, 416 Mass. 205 (1993) (coparent adoption).
Moreover, we have repudiated the common-law power of the State to provide
varying levels of protection to children based on the circumstances of
birth. See G.L. c. 209C (paternity statute); Powers v. Wilkinson,
399 Mass. 650, 661 (1987) ("Ours is an era in which logic and compassion
have impelled the law toward unburdening children from the stigma and the
disadvantages heretofore attendant upon the status of illegitimacy"). The
"best interests of the child" standard does not turn on a parent's sexual
orientation or marital status. See e.g., Doe v. Doe, 16 Mass.App.Ct.
499, 503 (1983) (parent's sexual orientation insufficient ground to deny
custody of child in divorce action). See also E.N.O. v. L.M.M.,
supra at 829-830 (best interests of child determined by considering
child's relationship with biological and de facto same-sex parents);
Silvia v. Silvia, 9 Mass.App.Ct. 339, 341 & n. 3 (1980) (collecting
support and custody statutes containing no gender distinction).
The department has offered no evidence that forbidding marriage to people
of the same sex will increase the number of couples choosing to enter into
opposite-sex marriages in order to have and raise children. There is thus
no rational relationship between the marriage statute and the
Commonwealth's proffered goal of protecting the "optimal" child rearing
unit. Moreover, the department readily concedes that people in same-sex
couples may be "excellent" parents. These couples (including four of the
plaintiff couples) have children for the reasons others do--to love them,
to care for them, to nurture them. But the task of child rearing for
same-sex couples is made infinitely harder by their status as outliers to
the marriage laws. While establishing the parentage of children as soon as
possible is crucial to the safety and welfare of children, see Culliton
v. Beth Israel Deaconness Med. Ctr., 435 Mass. 285, 292 (2001),
same-sex couples must undergo the sometimes lengthy and intrusive process
of second-parent adoption to establish their joint parentage. While the
enhanced income provided by marital benefits is an important source of
security and stability for married couples and their children, those
benefits are denied to families headed by same-sex couples. See, e.g.,
note 6, supra. While the laws of divorce provide clear and
reasonably predictable guidelines for child support, child custody, and
property division on dissolution of a marriage, same-sex couples who
dissolve their relationships find themselves and their children in the
highly unpredictable terrain of equity jurisdiction. See E.N.O. v.
L.M.M., supra. Given the wide range of public benefits reserved only
for married couples, we do not credit the department's contention that the
absence of access to civil marriage amounts to little more than an
inconvenience to same-sex couples and their children. Excluding same-sex
couples from civil marriage will not make children of opposite-sex
marriages more secure, but it does prevent children of same-sex couples
from enjoying the immeasurable advantages that flow from the assurance of
"a stable family structure in which children will be reared, educated, and
socialized." Post at (Cordy, J., dissenting). [FN26]
No one disputes that the plaintiff couples are families, that many are
parents, and that the children they are raising, like all children, need
and should have the fullest opportunity to grow up in a secure, protected
family unit. Similarly, no one disputes that, under the rubric of
marriage, the State provides a cornucopia of substantial benefits to
married parents and their children. The preferential treatment of civil
marriage reflects the Legislature's conclusion that marriage "is the
foremost setting for the education and socialization of children"
precisely because it "encourages parents to remain committed to each other
and to their children as they grow." Post at (Cordy, J.,
dissenting).
In this case, we are confronted with an entire, sizeable class of parents
raising children who have absolutely no access to civil marriage and its
protections because they are forbidden from procuring a marriage license.
It cannot be rational under our laws, and indeed it is not permitted, to
penalize children by depriving them of State benefits because the State
disapproves of their parents' sexual orientation.
The third rationale advanced by the department is that limiting marriage
to opposite-sex couples furthers the Legislature's interest in conserving
scarce State and private financial resources. The marriage restriction is
rational, it argues, because the General Court logically could assume that
same-sex couples are more financially independent than married couples and
thus less needy of public marital benefits, such as tax advantages, or
private marital benefits, such as employer-financed health plans that
include spouses in their coverage.
An absolute statutory ban on same-sex marriage bears no rational
relationship to the goal of economy. First, the department's conclusory
generalization-- that same-sex couples are less financially dependent on
each other than opposite-sex couples--ignores that many same-sex couples,
such as many of the plaintiffs in this case, have children and other
dependents (here, aged parents) in their care. [FN27] The department does
not contend, nor could it, that these dependents are less needy or
deserving than the dependents of married couples. Second, Massachusetts
marriage laws do not condition receipt of public and private financial
benefits to married individuals on a demonstration of financial dependence
on each other; the benefits are available to married couples regardless of
whether they mingle their finances or actually depend on each other for
support.
The department suggests additional rationales for prohibiting same-sex
couples from marrying, which are developed by some amici. It argues that
broadening civil marriage to include same-sex couples will trivialize or
destroy the institution of marriage as it has historically been fashioned.
Certainly our decision today marks a significant change in the definition
of marriage as it has been inherited from the common law, and understood
by many societies for centuries. But it does not disturb the fundamental
value of marriage in our society.
Here, the plaintiffs seek only to be married, not to undermine the
institution of civil marriage. They do not want marriage abolished. They
do not attack the binary nature of marriage, the consanguinity provisions,
or any of the other gate-keeping provisions of the marriage licensing law.
Recognizing the right of an individual to marry a person of the same sex
will not diminish the validity or dignity of opposite-sex marriage, any
more than recognizing the right of an individual to marry a person of a
different race devalues the marriage of a person who marries someone of
her own race. [FN28] If anything, extending civil marriage to same-sex
couples reinforces the importance of marriage to individuals and
communities. That same-sex couples are willing to embrace marriage's
solemn obligations of exclusivity, mutual support, and commitment to one
another is a testament to the enduring place of marriage in our laws and
in the human spirit. [FN29]
It has been argued that, due to the State's strong interest in the
institution of marriage as a stabilizing social structure, only the
Legislature can control and define its boundaries. Accordingly, our
elected representatives legitimately may choose to exclude same-sex
couples from civil marriage in order to assure all citizens of the
Commonwealth that (1) the benefits of our marriage laws are available
explicitly to create and support a family setting that is, in the
Legislature's view, optimal for child rearing, and (2) the State does not
endorse gay and lesbian parenthood as the equivalent of being raised by
one's married biological parents. [FN30] These arguments miss the point.
The Massachusetts Constitution requires that legislation meet certain
criteria and not extend beyond certain limits. It is the function of
courts to determine whether these criteria are met and whether these
limits are exceeded. In most instances, these limits are defined by
whether a rational basis exists to conclude that legislation will bring
about a rational result. The Legislature in the first instance, and the
courts in the last instance, must ascertain whether such a rational basis
exists. To label the court's role as usurping that of the Legislature,
see, e.g., post at (Cordy, J., dissenting), is to misunderstand the
nature and purpose of judicial review. We owe great deference to the
Legislature to decide social and policy issues, but it is the traditional
and settled role of courts to decide constitutional issues. [FN31]
The history of constitutional law "is the story of the extension of
constitutional rights and protections to people once ignored or excluded."
United States v. Virginia, 518 U.S. 515, 557 (1996) (construing
equal protection clause of the Fourteenth Amendment to prohibit
categorical exclusion of women from public military institute). This
statement is as true in the area of civil marriage as in any other area of
civil rights. See, e.g., Turner v. Safley, 482 U.S. 78 (1987);
Loving v. Virginia, 388 U.S. 1 (1967); Perez v. Sharp, 32
Cal.2d 711 (1948). As a public institution and a right of fundamental
importance, civil marriage is an evolving paradigm. The common law was
exceptionally harsh toward women who became wives: a woman's legal
identity all but evaporated into that of her husband. See generally C.P.
Kindregan, Jr., & M.L. Inker, Family Law and Practice §§ 1.9 and 1.10 (3d
ed.2002). Thus, one early Nineteenth Century jurist could observe matter
of factly that, prior to the abolition of slavery in Massachusetts, "the
condition of a slave resembled the connection of a wife with her husband,
and of infant children with their father. He is obliged to maintain them,
and they cannot be separated from him." Winchendon v. Hatfield, 4
Mass. 123, 129 (1808). But since at least the middle of the Nineteenth
Century, both the courts and the Legislature have acted to ameliorate the
harshness of the common-law regime. In Bradford v. Worcester, 184
Mass. 557, 562 (1904), we refused to apply the common-law rule that the
wife's legal residence was that of her husband to defeat her claim to a
municipal "settlement of paupers." In Lewis v. Lewis, 370 Mass.
619, 629 (1976), we abrogated the common-law doctrine immunizing a husband
against certain suits because the common-law rule was predicated on
"antediluvian assumptions concerning the role and status of women in
marriage and in society." Id. at 621. Alarms about the imminent
erosion of the "natural" order of marriage were sounded over the demise of
antimiscegenation laws, the expansion of the rights of married women, and
the introduction of "no-fault" divorce. [FN32] Marriage has survived all
of these transformations, and we have no doubt that marriage will continue
to be a vibrant and revered institution.
We also reject the argument suggested by the department, and elaborated by
some amici, that expanding the institution of civil marriage in
Massachusetts to include same-sex couples will lead to interstate
conflict. We would not presume to dictate how another State should respond
to today's decision. But neither should considerations of comity prevent
us from according Massachusetts residents the full measure of protection
available under the Massachusetts Constitution. The genius of our Federal
system is that each State's Constitution has vitality specific to its own
traditions, and that, subject to the minimum requirements of the
Fourteenth Amendment, each State is free to address difficult issues of
individual liberty in the manner its own Constitution demands.
Several amici suggest that prohibiting marriage by same-sex couples
reflects community consensus that homosexual conduct is immoral. Yet
Massachusetts has a strong affirmative policy of preventing discrimination
on the basis of sexual orientation. See G.L. c. 151B (employment, housing,
credit, services); G.L. c. 265, § 39 (hate crimes); G.L. c. 272, § 98
(public accommodation); G.L. c. 76, § 5 (public education). See also,
e.g., Commonwealth v. Balthazar, 366 Mass. 298 (1974)
(decriminalization of private consensual adult conduct); Doe v. Doe,
16 Mass.App.Ct. 499, 503 (1983) (custody to homosexual parent not per se
prohibited).
The department has had more than ample opportunity to articulate a
constitutionally adequate justification for limiting civil marriage to
opposite-sex unions. It has failed to do so. The department has offered
purported justifications for the civil marriage restriction that are
starkly at odds with the comprehensive network of vigorous, gender-neutral
laws promoting stable families and the best interests of children. It has
failed to identify any relevant characteristic that would justify shutting
the door to civil marriage to a person who wishes to marry someone of the
same sex.
The marriage ban works a deep and scarring hardship on a very real segment
of the community for no rational reason. The absence of any reasonable
relationship between, on the one hand, an absolute disqualification of
same-sex couples who wish to enter into civil marriage and, on the other,
protection of public health, safety, or general welfare, suggests that the
marriage restriction is rooted in persistent prejudices against persons
who are (or who are believed to be) homosexual. [FN33] "The Constitution
cannot control such prejudices but neither can it tolerate them. Private
biases may be outside the reach of the law, but the law cannot, directly
or indirectly, give them effect." Palmore v. Sidoti, 466 U.S. 429,
433 (1984) (construing Fourteenth Amendment). Limiting the protections,
benefits, and obligations of civil marriage to opposite-sex couples
violates the basic premises of individual liberty and equality under law
protected by the Massachusetts Constitution.
IV
We consider next the plaintiffs' request for relief. We preserve as much
of the statute as may be preserved in the face of the successful
constitutional challenge. See Mayor of Boston v. Treasurer & Receiver
Gen., 384 Mass. 718, 725 (1981); Dalli v. Board of Educ., 358
Mass. 753, 759 (1971). See also G.L. c. 4, § 6, Eleventh.
Here, no one argues that striking down the marriage laws is an appropriate
form of relief. Eliminating civil marriage would be wholly inconsistent
with the Legislature's deep commitment to fostering stable families and
would dismantle a vital organizing principle of our society. [FN34] We
face a problem similar to one that recently confronted the Court of Appeal
for Ontario, the highest court of that Canadian province, when it
considered the constitutionality of the same-sex marriage ban under
Canada's Federal Constitution, the Charter of Rights and Freedoms
(Charter). See Halpern v. Toronto (City), 172 O.A.C. 276 (2003).
Canada, like the United States, adopted the common law of England that
civil marriage is "the voluntary union for life of one man and one woman,
to the exclusion of all others." Id. at, quoting Hyde v. Hyde,
[1861-1873] All E.R. 175 (1866). In holding that the limitation of civil
marriage to opposite- sex couples violated the Charter, the Court of
Appeal refined the common-law meaning of marriage. We concur with this
remedy, which is entirely consonant with established principles of
jurisprudence empowering a court to refine a common-law principle in light
of evolving constitutional standards. See Powers v. Wilkinson, 399
Mass. 650, 661-662 (1987) (reforming the common-law rule of construction
of "issue"); Lewis v. Lewis, 370 Mass. 619, 629 (1976) (abolishing
common-law rule of certain interspousal immunity).
We construe civil marriage to mean the voluntary union of two persons as
spouses, to the exclusion of all others. This reformulation redresses the
plaintiffs' constitutional injury and furthers the aim of marriage to
promote stable, exclusive relationships. It advances the two legitimate
State interests the department has identified: providing a stable setting
for child rearing and conserving State resources. It leaves intact the
Legislature's broad discretion to regulate marriage. See Commonwealth
v. Stowell, 389 Mass. 171, 175 (1983).
In their complaint the plaintiffs request only a declaration that their
exclusion and the exclusion of other qualified same-sex couples from
access to civil marriage violates Massachusetts law. We declare that
barring an individual from the protections, benefits, and obligations of
civil marriage solely because that person would marry a person of the same
sex violates the Massachusetts Constitution. We vacate the summary
judgment for the department. We remand this case to the Superior Court for
entry of judgment consistent with this opinion. Entry of judgment shall be
stayed for 180 days to permit the Legislature to take such action as it
may deem appropriate in light of this opinion. See, e.g., Michaud v.
Sheriff of Essex County, 390 Mass. 523, 535-536 (1983).
So ordered.
GREANEY, J. (concurring).
I agree with the result reached by the court, the remedy ordered, and much
of the reasoning in the court's opinion. In my view, however, the case is
more directly resolved using traditional equal protection analysis.
(a) Article 1 of the Declaration of Rights, as amended by art. 106 of the
Amendments to the Massachusetts Constitution, provides:
"All people are born free and equal and have certain natural, essential
and unalienable rights; among which may be reckoned the right of enjoying
and defending their lives and liberties; that of acquiring, possessing and
protecting property; in fine, that of seeking and obtaining their safety
and happiness. Equality under the law shall not be denied or abridged
because of sex, race, color, creed or national origin."
This provision, even prior to its amendment, guaranteed to all people in
the Commonwealth--equally--the enjoyment of rights that are deemed
important or fundamental. The withholding of relief from the plaintiffs,
who wish to marry, and are otherwise eligible to marry, on the ground that
the couples are of the same gender, constitutes a categorical restriction
of a fundamental right. The restriction creates a straightforward case of
discrimination that disqualifies an entire group of our citizens and their
families from participation in an institution of paramount legal and
social importance. This is impermissible under art. 1.
Analysis begins with the indisputable premise that the deprivation
suffered by the plaintiffs is no mere legal inconvenience. The right to
marry is not a privilege conferred by the State, but a fundamental right
that is protected against unwarranted State interference. See Zablocki
v. Redhail, 434 U.S. 374, 384 (1978) ("the right to marry is of
fundamental importance for all individuals"); Loving v. Virginia,
388 U.S. 1, 12 (1967) (freedom to marry is "one of the vital personal
rights essential to the orderly pursuit of happiness by free men" under
due process clause of Fourteenth Amendment); Skinner v. Oklahoma,
316 U.S. 535, 541 (1942) (marriage is one of "basic civil rights of man").
See also Turner v. Safley, 482 U.S. 78, 95-96 (1987) (prisoners'
right to marry is constitutionally protected). This right is essentially
vitiated if one is denied the right to marry a person of one's choice. See
Zablocki v. Redhail, supra at 384 (all recent decisions of United
States Supreme Court place "the decision to marry as among the personal
decisions protected by the right of privacy"). [FN1]
Because our marriage statutes intend, and state, the ordinary
understanding that marriage under our law consists only of a union between
a man and a woman, they create a statutory classification based on the sex
of the two people who wish to marry. See Baehr v. Lewin, 74 Haw.
530, 564 (1993) (plurality opinion) (Hawaii marriage statutes created
sex-based classification); Baker v. State, 170 Vt. 194, 253 (1999)
(Johnson, J., concurring in part and dissenting in part) (same). That the
classification is sex based is self- evident. The marriage statutes
prohibit some applicants, such as the plaintiffs, from obtaining a
marriage license, and that prohibition is based solely on the applicants'
gender. As a factual matter, an individual's choice of marital partner is
constrained because of his or her own sex. Stated in particular terms,
Hillary Goodridge cannot marry Julie Goodridge because she (Hillary) is a
woman. Likewise, Gary Chalmers cannot marry Richard Linnell because he
(Gary) is a man. Only their gender prevents Hillary and Gary from marrying
their chosen partners under the present law. [FN2]
A classification may be gender based whether or not the challenged
government action apportions benefits or burdens uniformly along gender
lines. This is so because constitutional protections extend to individuals
and not to categories of people. Thus, when an individual desires to
marry, but cannot marry his or her chosen partner because of the
traditional opposite-sex restriction, a violation of art. 1 has occurred.
See Commonwealth v. Chou, 433 Mass. 229, 237-238 (2001) (assuming
statute enforceable only across gender lines may offend Massachusetts
equal rights amendment). I find it disingenuous, at best, to suggest that
such an individual's right to marry has not been burdened at all, because
he or she remains free to chose another partner, who is of the opposite
sex.
The equal protection infirmity at work here is strikingly similar to
(although, perhaps, more subtle than) the invidious discrimination
perpetuated by Virginia's antimiscegenation laws and unveiled in the
decision of Loving v. Virginia, supra. In its landmark decision
striking down Virginia's ban on marriages between Caucasians and members
of any other race on both equal protection and substantive due process
grounds, the United States Supreme Court soundly rejected the proposition
that the equal application of the ban (i.e., that it applied equally to
whites and blacks) made unnecessary the strict scrutiny analysis
traditionally required of statutes drawing classifications according to
race, see id. at 8-9, and concluded that "restricting the freedom
to marry solely because of racial classifications violates the central
meaning of the Equal Protection Clause." Id. at 12. That our
marriage laws, unlike antimiscegenation laws, were not enacted purposely
to discriminate in no way neutralizes their present discriminatory
character.
With these two propositions established (the infringement on a fundamental
right and a sex-based classification), the enforcement of the marriage
statutes as they are currently understood is forbidden by our Constitution
unless the State can present a compelling purpose further by the statutes
that can be accomplished in no other reasonable manner. [FN3] See Blixt
v. Blixt, 437 Mass. 649, 655-656 (2002), cert. denied, 537 U.S. 1189
(2003); Lowell v. Kowalski, 380 Mass. 663, 667-669 (1980). This the
State has not done. The justifications put forth by the State to sustain
the statute's exclusion of the plaintiffs are insufficient for the reasons
explained by the court to which I add the following observations.
The rights of couples to have children, to adopt, and to be foster
parents, regardless of sexual orientation and marital status, are firmly
established. See E.N.O. v. L.M.M., 429 Mass. 824, 829, cert.
denied, 528 U.S. 1005 (1999); Adoption of Tammy, 416 Mass. 205,
210-211 (1993). As recognized in the court's opinion, and demonstrated by
the record in this case, however, the State's refusal to accord legal
recognition to unions of same-sex couples has had the effect of creating a
system in which children of same-sex couples are unable to partake of
legal protections and social benefits taken for granted by children in
families whose parents are of the opposite sex. The continued maintenance
of this caste-like system is irreconcilable with, indeed, totally
repugnant to, the State's strong interest in the welfare of all children
and its primary focus, in the context of family law where children are
concerned, on "the best interests of the child." The issue at stake is not
one, as might ordinarily be the case, that can be unilaterally and totally
deferred to the wisdom of the Legislature. "While the State retains wide
latitude to decide the manner in which it will allocate benefits, it may
not use criteria which discriminatorily burden the exercise of a
fundamental right." Moe v. Secretary of Admin. & Fin., 382 Mass.
629, 652 (1981). Nor can the State's wish to conserve resources be
accomplished by invidious distinctions between classes of citizens. See
Plyler v. Doe, 457 U.S. 202, 216-217, 227 (1982). [FN4]
A comment is in order with respect to the insistence of some that marriage
is, as a matter of definition, the legal union of a man and a woman. To
define the institution of marriage by the characteristics of those to whom
it always has been accessible, in order to justify the exclusion of those
to whom it never has been accessible, is conclusory and bypasses the core
question we are asked to decide. [FN5] This case calls for a higher level
of legal analysis. Precisely, the case requires that we confront ingrained
assumptions with respect to historically accepted roles of men and women
within the institution of marriage and requires that we reexamine these
assumptions in light of the unequivocal language of art. 1, in order to
ensure that the governmental conduct challenged here conforms to the
supreme charter of our Commonwealth. "A written constitution is the
fundamental law for the government of a sovereign State. It is the final
statement of the rights, privileges and obligations of the citizens and
the ultimate grant of the powers and the conclusive definition of the
limitations of the departments of State and of public officers.... To its
provisions the conduct of all governmental affairs must conform. From its
terms there is no appeal." Loring v. Young, 239 Mass. 349, 376-377
(1921). I do not doubt the sincerity of deeply held moral or religious
beliefs that make inconceivable to some the notion that any change in the
common-law definition of what constitutes a legal civil marriage is now,
or ever would be, warranted. But, as matter of constitutional law, neither
the mantra of tradition, nor individual conviction, can justify the
perpetuation of a hierarchy in which couples of the same sex and their
families are deemed less worthy of social and legal recognition than
couples of the opposite sex and their families. See Lawrence v. Texas,
123 S.Ct. 2472, 2486 (2003) (O'Connor, J., concurring) (moral disapproval,
with no other valid State interest, cannot justify law that discriminates
against groups of persons); Planned Parenthood of Southeastern Pa.
v. Casey, 505 U.S. 833, 850 (1992) ( "Our obligation is to define
the liberty of all, not to mandate our own moral code").
(b) I am hopeful that our decision will be accepted by those thoughtful
citizens who believe that same-sex unions should not be approved by the
State. I am not referring here to acceptance in the sense of grudging
acknowledgment of the court's authority to adjudicate the matter. My hope
is more liberating. The plaintiffs are members of our community, our
neighbors, our coworkers, our friends. As pointed out by the court, their
professions include investment advisor, computer engineer, teacher,
therapist, and lawyer. The plaintiffs volunteer in our schools, worship
beside us in our religious houses, and have children who play with our
children, to mention just a few ordinary daily contacts. We share a common
humanity and participate together in the social contract that is the
foundation of our Commonwealth. Simple principles of decency dictate that
we extend to the plaintiffs, and to their new status, full acceptance,
tolerance, and respect. We should do so because it is the right thing to
do. The union of two people contemplated by G.L. c. 207 "is a coming
together for better or for worse, hopefully enduring, and intimate to the
degree of being sacred. It is an association that promotes a way of life,
not causes; a harmony in living, not political faiths; a bilateral
loyalty, not commercial or social projects. Yet it is an association for
as noble a purpose as any involved in our prior decisions." Griswold v.
Connecticut, 381 U.S. 479, 486 (1965). Because of the terms of art. 1,
the plaintiffs will no longer be excluded from that association. [FN6]
SPINA, J. (dissenting, with whom Sosman and
Cordy, JJ., join).
What is at stake in this case is not the unequal treatment of individuals
or whether individual rights have been impermissibly burdened, but the
power of the Legislature to effectuate social change without interference
from the courts, pursuant to art. 30 of the Massachusetts Declaration of
Rights. [FN1] The power to regulate marriage lies with the Legislature,
not with the judiciary. See Commonwealth v. Stowell, 389 Mass. 171,
175 (1983). Today, the court has transformed its role as protector of
individual rights into the role of creator of rights, and I respectfully
dissent.
1. Equal protection. Although the court did not address the
plaintiffs' gender discrimination claim, G.L. c. 207 does not
unconstitutionally discriminate on the basis of gender. [FN2] A claim of
gender discrimination will lie where it is shown that differential
treatment disadvantages one sex over the other. See Attorney Gen.
v. Massachusetts Interscholastic Athletic Ass'n, 378 Mass. 342,
349-352 (1979). See also United States v. Virginia, 518 U.S. 515
(1996). General Laws c. 207 enumerates certain qualifications for
obtaining a marriage license. It creates no distinction between the sexes,
but applies to men and women in precisely the same way. It does not create
any disadvantage identified with gender as both men and women are
similarly limited to marrying a person of the opposite sex. See
Commonwealth v. King, 374 Mass. 5, 15-22 (1977) (law prohibiting
prostitution not discriminatory based on gender because of equal
application to men and women).
Similarly, the marriage statutes do not discriminate on the basis of
sexual orientation. As the court correctly recognizes, constitutional
protections are extended to individuals, not couples. Ante n. 15.
The marriage statutes do not disqualify individuals on the basis of sexual
orientation from entering into marriage. All individuals, with certain
exceptions not relevant here, are free to marry. Whether an individual
chooses not to marry because of sexual orientation or any other reason
should be of no concern to the court.
The court concludes, however, that G.L. c. 207 unconstitutionally
discriminates against the individual plaintiffs because it denies them the
"right to marry the person of one's choice" where that person is of the
same sex. Ante at. To reach this result the court relies on
Loving v. Virginia, 388 U.S. 1, 12 (1967), and transforms "choice"
into the essential element of the institution of marriage. The Loving
case did not use the word "choice" in this manner, and it did not point to
the result that the court reaches today. In Loving, the Supreme
Court struck down as unconstitutional a statute that prohibited Caucasians
from marrying non-Caucasians. It concluded that the statute was intended
to preserve white supremacy and invidiously discriminated against
non-Caucasians because of their race. See id. at 11-12. The
"choice" to which the Supreme Court referred was the "choice to marry,"
and it concluded that with respect to the institution of marriage, the
State had no compelling interest in limiting the choice to marry along
racial lines. Id. The Supreme Court did not imply the existence of
a right to marry a person of the same sex. To the same effect is Perez
v. Sharp, 32 Cal.2d 711 (1948), on which the court also relies.
Unlike the Loving and Sharp cases, the Massachusetts
Legislature has erected no barrier to marriage that intentionally
discriminates against anyone. Within the institution of marriage, [FN3]
anyone is free to marry, with certain exceptions that are not challenged.
In the absence of any discriminatory purpose, the State's marriage
statutes do not violate principles of equal protection. See Washington
v. Davis, 426 U.S. 229, 240 (1976) ( "invidious quality of a law
claimed to be ... discriminatory must ultimately be traced to a ...
discriminatory purpose"); Dickerson v. Attorney Gen., 396 Mass.
740, 743 (1986) (for purpose of equal protection analysis, standard of
review under State and Federal Constitutions is identical). See also
Attorney Gen. v. Massachusetts Interscholastic Athletic Ass'n,
supra. This court should not have invoked even the most deferential
standard of review within equal protection analysis because no individual
was denied access to the institution of marriage.
2. Due process. The marriage statutes do not impermissibly burden a
right protected by our constitutional guarantee of due process implicit in
art. 10 of our Declaration of Rights. There is no restriction on the right
of any plaintiff to enter into marriage. Each is free to marry a willing
person of the opposite sex. Cf. Zablocki v. Redhail, 434 U.S. 374
(1978) (fundamental right to marry impermissibly burdened by statute
requiring court approval when subject to child support order).
Substantive due process protects individual rights against unwarranted
government intrusion. See Aime v. Commonwealth, 414 Mass. 667, 673
(1993). The court states, as we have said on many occasions, that the
Massachusetts Declaration of Rights may protect a right in ways that
exceed the protection afforded by the Federal Constitution. Ante
at. See Arizona v. Evans, 514 U.S. 1, 8 (1995) (State courts
afforded broader protection of rights than granted by United States
Constitution). However, today the court does not fashion a remedy that
affords greater protection of a right. Instead, using the rubric of due
process it has redefined marriage.
Although art. 10 may afford greater protection of rights than the due
process clause of the Fourteenth Amendment, our treatment of due process
challenges adheres to the same standards followed in Federal due process
analysis. See Commonwealth v. Ellis, 429 Mass. 362, 371 (1999).
When analyzing a claim that the State has impermissibly burdened an
individual's fundamental or other right or liberty interest, "[w]e begin
by sketching the contours of the right asserted. We then inquire whether
the challenged restriction burdens that right." Moe v. Secretary of
Admin. & Fin., 382 Mass. 629, 646 (1981). Where a right deemed
"fundamental" is implicated, the challenged restriction will be upheld
only if it is "narrowly tailored to further a legitimate and compelling
governmental interest." Aime v. Commonwealth, supra at 673. To
qualify as "fundamental" the asserted right must be "objectively, 'deeply
rooted in this Nation's history and tradition,' [Moore v. East
Cleveland, 431 U.S. 494, 503 (1977) (plurality opinion) ] ... and
'implicit in the concept of ordered liberty,' such that 'neither liberty
nor justice would exist if they were sacrificed.' " Washington v.
Glucksberg, 521 U.S. 702, 720-721 (1997), quoting Palko v.
Connecticut, 302 U.S. 319, 325, 326 (1937) (right to assisted suicide
does not fall within fundamental right to refuse medical treatment because
novel and unsupported by tradition) (citations omitted). See Three
Juveniles v. Commonwealth, 390 Mass. 357, 367 (1983) (O'Connor, J.,
dissenting), cert. denied sub nom. Keefe v. Massachusetts, 465 U.S.
1068 (1984). Rights that are not considered fundamental merit due process
protection if they have been irrationally burdened. See Massachusetts
Fed'n of Teachers v. Board of Educ., 436 Mass. 763, 777-779 & n. 14
(2002).
Although this court did not state that same-sex marriage is a fundamental
right worthy of strict scrutiny protection, it nonetheless deemed it a
constitutionally protected right by applying rational basis review. Before
applying any level of constitutional analysis there must be a recognized
right at stake. Same-sex marriage, or the "right to marry the person of
one's choice" as the court today defines that right, does not fall within
the fundamental right to marry. Same-sex marriage is not "deeply rooted in
this Nation's history," and the court does not suggest that it is. Except
for the occasional isolated decision in recent years, see, e.g., Baker
v. State, 170 Vt. 194 (1999), same-sex marriage is not a right,
fundamental or otherwise, recognized in this country. Just one example of
the Legislature's refusal to recognize same-sex marriage can be found in a
section of the legislation amending G.L. c. 151B to prohibit
discrimination in the workplace on the basis of sexual orientation, which
states: "Nothing in this act shall be construed so as to legitimize or
validate a 'homosexual marriage'...." St.1989, c. 516, § 19. In this
Commonwealth and in this country, the roots of the institution of marriage
are deeply set in history as a civil union between a single man and a
single woman. There is no basis for the court to recognize same-sex
marriage as a constitutionally protected right.
3. Remedy. The remedy that the court has fashioned both in the name
of equal protection and due process exceeds the bounds of judicial
restraint mandated by art. 30. The remedy that construes gender specific
language as gender neutral amounts to a statutory revision that replaces
the intent of the Legislature with that of the court. Article 30 permits
the court to apply principles of equal protection and to modify statutory
language only if legislative intent is preserved. See, e.g.,
Commonwealth v. Chou, 433 Mass. 229, 238-239 (2001) (judicial
rewriting of gender language permissible only when Legislature intended to
include both men and women). See also Lowell v. Kowalski, 380 Mass.
663, 670 (1980). Here, the alteration of the gender- specific language
alters precisely what the Legislature unambiguously intended to preserve,
the marital rights of single men and women. Such a dramatic change in
social institutions must remain at the behest of the people through the
democratic process.
Where the application of equal protection principles do not permit
rewriting a statute in a manner that preserves the intent of the
Legislature, we do not rewrite the statute. In Dalli v. Board of Educ.,
358 Mass. 753 (1971), the court refused to rewrite a statute in a manner
that would include unintended individuals. "To attempt to interpret this
[statute] as including those in the category of the plaintiff would be to
engage in a judicial enlargement of the clear statutory language beyond
the limit of our judicial function. We have traditionally and consistently
declined to trespass on legislative territory in deference to the time
tested wisdom of the separation of powers as expressed in art. [30] of the
Declaration of Rights of the Constitution of Massachusetts even when it
appeared that a highly desirable and just result might thus be achieved."
Id. at 759. Recently, in Connors v. Boston, 430 Mass. 31
(1999), we refused to expand health insurance coverage to include domestic
partners because such an expansion was within the province of the
Legislature, where policy affecting family relationships is most
appropriate and frequently considered. Id. at 42-43. Principles of
equal protection do not permit the marriage statutes to be changed in the
manner that we have seen today.
This court has previously exercised the judicial restraint mandated by
art. 30 and declined to extend due process protection to rights not
traditionally coveted, despite recognition of their social importance. See
Tobin's Case, 424 Mass. 250, 252-253 (1997) (receiving workers'
compensation benefits not fundamental right); Doe v. Superintendent of
Schs. of Worcester, 421 Mass. 117, 129 (1995) (declaring education not
fundamental right); Williams v. Secretary of the Executive Office of
Human Servs., 414 Mass. 551, 565 (1993) (no fundamental right to
receive mental health services); Matter of Tocci, 413 Mass. 542,
548 n. 4 (1992) (no fundamental right to practice law); Commonwealth v.
Henry's Drywall Co., 366 Mass. 539, 542 (1974) (no fundamental right
to pursue one's business). Courts have authority to recognize rights that
are supported by the Constitution and history, but the power to create
novel rights is reserved for the people through the democratic and
legislative processes.
Likewise, the Supreme Court exercises restraint in the application of
substantive due process " 'because guideposts for responsible
decisionmaking in this unchartered area are scarce and open-ended.' [Collins
v. Harker Heights, 503 U.S. 115, 125 (1992).] By extending
constitutional protection to an asserted right or liberty interest, we, to
a great extent, place the matter outside the arena of public debate and
legislative action. We must therefore 'exercise the utmost care whenever
we are asked to break new ground in this field,' [id.], lest the
liberty protected by the Due Process Clause be subtly transformed into the
policy preferences of the Members of this Court, Moore [v. East
Cleveland, 431 U.S. 494, 502 (1977) ] (plurality opinion)."
Washington v. Glucksberg, supra at 720.
The court has extruded a new right from principles of substantive due
process, and in doing so it has distorted the meaning and purpose of due
process. The purpose of substantive due process is to protect existing
rights, not to create new rights. Its aim is to thwart government
intrusion, not invite it. The court asserts that the Massachusetts
Declaration of Rights serves to guard against government intrusion into
each individual's sphere of privacy. Ante at. Similarly, the
Supreme Court has called for increased due process protection when
individual privacy and intimacy are threatened by unnecessary government
imposition. See, e.g., Lawrence v. Texas, 123 S.Ct. 2472 (2003)
(private nature of sexual behavior implicates increased due process
protection); Eisenstadt v. Baird, 405 U.S. 438 (1972) (privacy
protection extended to procreation decisions within nonmarital context);
Griswold v. Connecticut, 381 U.S. 479 (1965) (due process invoked
because of intimate nature of procreation decisions). These cases, along
with the Moe case, focus on the threat to privacy when government
seeks to regulate the most intimate activity behind bedroom doors. The
statute in question does not seek to regulate intimate activity within an
intimate relationship, but merely gives formal recognition to a particular
marriage. The State has respected the private lives of the plaintiffs, and
has done nothing to intrude in the relationships that each of the
plaintiff couples enjoy. Cf. Lawrence v. Texas, supra at 2484 (case
"does not involve whether the government must give formal recognition to
any relationship that homosexual persons seek to enter"). Ironically, by
extending the marriage laws to same-sex couples the court has turned
substantive due process on its head and used it to interject government
into the plaintiffs' lives.
SOSMAN, J. (dissenting, with whom Spina and Cordy, JJ., join).
In applying the rational basis test to any challenged statutory scheme,
the issue is not whether the Legislature's rationale behind that scheme is
persuasive to us, but only whether it satisfies a minimal threshold of
rationality. Today, rather than apply that test, the court announces that,
because it is persuaded that there are no differences between same-sex and
opposite-sex couples, the Legislature has no rational basis for treating
them differently with respect to the granting of marriage licenses. [FN1]
Reduced to its essence, the court's opinion concludes that, because
same-sex couples are now raising children, and withholding the benefits of
civil marriage from their union makes it harder for them to raise those
children, the State must therefore provide the benefits of civil marriage
to same-sex couples just as it does to opposite-sex couples. Of course,
many people are raising children outside the confines of traditional
marriage, and, by definition, those children are being deprived of the
various benefits that would flow if they were being raised in a household
with married parents. That does not mean that the Legislature must accord
the full benefits of marital status on every household raising children.
Rather, the Legislature need only have some rational basis for concluding
that, at present, those alternate family structures have not yet been
conclusively shown to be the equivalent of the marital family structure
that has established itself as a successful one over a period of
centuries. People are of course at liberty to raise their children in
various family structures, as long as they are not literally harming their
children by doing so. See Blixt v. Blixt, 437 Mass. 649, 668-670
(2002) (Sosman, J., dissenting), cert. denied, 537 U.S. 1189 (2003). That
does not mean that the State is required to provide identical forms of
encouragement, endorsement, and support to all of the infinite variety of
household structures that a free society permits.
Based on our own philosophy of child rearing, and on our observations of
the children being raised by same-sex couples to whom we are personally
close, we may be of the view that what matters to children is not the
gender, or sexual orientation, or even the number of the adults who raise
them, but rather whether those adults provide the children with a
nurturing, stable, safe, consistent, and supportive environment in which
to mature. Same-sex couples can provide their children with the requisite
nurturing, stable, safe, consistent, and supportive environment in which
to mature, just as opposite-sex couples do. It is therefore understandable
that the court might view the traditional definition of marriage as an
unnecessary anachronism, rooted in historical prejudices that modern
society has in large measure rejected and biological limitations that
modern science has overcome.
It is not, however, our assessment that matters. Conspicuously absent from
the court's opinion today is any acknowledgment that the attempts at
scientific study of the ramifications of raising children in same-sex
couple households are themselves in their infancy and have so far produced
inconclusive and conflicting results. Notwithstanding our belief that
gender and sexual orientation of parents should not matter to the success
of the child rearing venture, studies to date reveal that there are still
some observable differences between children raised by opposite-sex
couples and children raised by same-sex couples. See post at--(Cordy,
J., dissenting). Interpretation of the data gathered by those studies then
becomes clouded by the personal and political beliefs of the
investigators, both as to whether the differences identified are positive
or negative, and as to the untested explanations of what might account for
those differences. (This is hardly the first time in history that the
ostensible steel of the scientific method has melted and buckled under the
intense heat of political and religious passions.) Even in the absence of
bias or political agenda behind the various studies of children raised by
same-sex couples, the most neutral and strict application of scientific
principles to this field would be constrained by the limited period of
observation that has been available. Gay and lesbian couples living
together openly, and official recognition of them as their children's sole
parents, comprise a very recent phenomenon, and the recency of that
phenomenon has not yet permitted any study of how those children fare as
adults and at best minimal study of how they fare during their adolescent
years. The Legislature can rationally view the state of the scientific
evidence as unsettled on the critical question it now faces: Are families
headed by same- sex parents equally successful in rearing children from
infancy to adulthood as families headed by parents of opposite sexes? Our
belief that children raised by same-sex couples should fare the
same as children raised in traditional families is just that: a
passionately held but utterly untested belief. The Legislature is not
required to share that belief but may, as the creator of the institution
of civil marriage, wish to see the proof before making a fundamental
alteration to that institution.
Although ostensibly applying the rational basis test to the civil marriage
statutes, it is abundantly apparent that the court is in fact applying
some undefined stricter standard to assess the constitutionality of the
marriage statutes' exclusion of same-sex couples. While avoiding any
express conclusion as to any of the proffered routes by which that
exclusion would be subjected to a test of strict scrutiny--infringement of
a fundamental right, discrimination based on gender, or discrimination
against gays and lesbians as a suspect classification--the opinion
repeatedly alludes to those concepts in a prolonged and eloquent prelude
before articulating its view that the exclusion lacks even a rational
basis. See, e.g., ante at (noting that State Constitution is "more
protective of individual liberty and equality," demands "broader
protection for fundamental rights," and is "less tolerant of government
intrusion into the protected spheres of private life" than Federal
Constitution); ante at (describing decision to marry and choice of
marital partner as "among life's momentous acts of self-definition");
ante at-- (repeated references to "right to marry" as "fundamental");
ante at-- (repeated comparisons to statutes prohibiting interracial
marriage, which were predicated on suspect classification of race);
ante at--(characterizing ban on same-sex marriage as "invidious"
discrimination that "deprives individuals of access to an institution of
fundamental legal, personal, and social significance" and again noting
that Massachusetts Constitution "protects matters of personal liberty
against government incursion" more zealously than Federal Constitution);
ante at (characterizing "whom to marry, how to express sexual
intimacy, and whether and how to establish a family" as "among the most
basic of every individual's liberty and due process rights"); ante
at ("liberty interest in choosing whether and whom to marry would be
hollow" if Commonwealth could "foreclose an individual from freely
choosing the person" to marry); ante at (opining that in
"overlapping realms of personal autonomy, marriage, family life and
child-rearing," characterized as "fundamentally private areas of life,"
court uses "integrated" analysis instead of "narrow focus"). See also
ante at n. 29 (suggesting that prohibition on same-sex marriage "impose[s]
limits on personal beliefs"); ante at n. 31] (suggesting that
"total deference" to Legislature in this case would be equivalent to "strip[ping]"
judiciary "of its constitutional authority to decide challenges" in such
areas as forced sterilization, antimiscegenation statutes, and abortion,
even though all cited examples pertain to fundamental rights analyzed
under strict scrutiny, not under rational basis test); ante at
(civil marriage as "a right of fundamental importance"); ante at
(noting State policy of "preventing discrimination on the basis of sexual
orientation"); ante at, (prohibition against same-sex marriage
inconsistent with "gender neutral laws promoting stable families," and
"rooted in persistent prejudices against" homosexuals); ante at
(prohibition against same-sex marriage "violated the basic premises of
individual liberty"). In short, while claiming to apply a mere rational
basis test, the court's opinion works up an enormous head of steam by
repeated invocations of avenues by which to subject the statute to strict
scrutiny, apparently hoping that that head of steam will generate momentum
sufficient to propel the opinion across the yawning chasm of the very
deferential rational basis test.
Shorn of these emotion-laden invocations, the opinion ultimately opines
that the Legislature is acting irrationally when it grants benefits to a
proven successful family structure while denying the same benefits to a
recent, perhaps promising, but essentially untested alternate family
structure. Placed in a more neutral context, the court would never find
any irrationality in such an approach. For example, if the issue were
government subsidies and tax benefits promoting use of an established
technology for energy efficient heating, the court would find no equal
protection or due process violation in the Legislature's decision not to
grant the same benefits to an inventor or manufacturer of some new,
alternative technology who did not yet have sufficient data to prove that
that new technology was just as good as the established technology. That
the early results from preliminary testing of the new technology might
look very promising, or that the theoretical underpinnings of the new
technology might appear flawless, would not make it irrational for the
Legislature to grant subsidies and tax breaks to the established
technology and deny them to the still unproved newcomer in the field.
While programs that affect families and children register higher on our
emotional scale than programs affecting energy efficiency, our standards
for what is or is not "rational" should not be bent by those emotional
tugs. Where, as here, there is no ground for applying strict scrutiny, the
emotionally compelling nature of the subject matter should not affect the
manner in which we apply the rational basis test.
Or, to the extent that the court is going to invoke such emotion-laden and
value-laden rhetoric as a means of heightening the degree of scrutiny to
be applied, the same form of rhetoric can be employed to justify the
Legislature's proceeding with extreme caution in this area. In considering
whether the Legislature has a rational reason for postponing a dramatic
change to the definition of marriage, it is surely pertinent to the
inquiry to recognize that this proffered change affects not just a
load-bearing wall of our social structure but the very cornerstone of that
structure. See post at--(Cordy, J., dissenting). Before making a
fundamental alteration to that cornerstone, it is eminently rational for
the Legislature to require a high degree of certainty as to the precise
consequences of that alteration, to make sure that it can be done safely,
without either temporary or lasting damage to the structural integrity of
the entire edifice. The court today blithely assumes that there are no
such dangers and that it is safe to proceed (see ante at--, an
assumption that is not supported by anything more than the court's blind
faith that it is so.
More importantly, it is not our confidence in the lack of adverse
consequences that is at issue, or even whether that confidence is
justifiable. The issue is whether it is rational to reserve judgment on
whether this change can be made at this time without damaging the
institution of marriage or adversely affecting the critical role it has
played in our society. Absent consensus on the issue (which obviously does
not exist), or unanimity amongst scientists studying the issue (which also
does not exist), or a more prolonged period of observation of this new
family structure (which has not yet been possible), it is rational for the
Legislature to postpone any redefinition of marriage that would include
same-sex couples until such time as it is certain that that redefinition
will not have unintended and undesirable social consequences. Through the
political process, the people may decide when the benefits of extending
civil marriage to same-sex couples have been shown to outweigh whatever
risks--be they palpable or ephemeral--are involved. However minimal the
risks of that redefinition of marriage may seem to us from our vantage
point, it is not up to us to decide what risks society must run, and it is
inappropriate for us to abrogate that power to ourselves merely because we
are confident that "it is the right thing to do." Ante at (Greaney,
J., concurring).
As a matter of social history, today's opinion may represent a great
turning point that many will hail as a tremendous step toward a more just
society. As a matter of constitutional jurisprudence, however, the case
stands as an aberration. To reach the result it does, the court has
tortured the rational basis test beyond recognition. I fully appreciate
the strength of the temptation to find this particular law
unconstitutional--there is much to be said for the argument that excluding
gay and lesbian couples from the benefits of civil marriage is cruelly
unfair and hopelessly outdated; the inability to marry has a profound
impact on the personal lives of committed gay and lesbian couples (and
their children) to whom we are personally close (our friends, neighbors,
family members, classmates, and co-workers); and our resolution of this
issue takes place under the intense glare of national and international
publicity. Speaking metaphorically, these factors have combined to turn
the case before us into a "perfect storm" of a constitutional question. In
my view, however, such factors make it all the more imperative that we
adhere precisely and scrupulously to the established guideposts of our
constitutional jurisprudence, a jurisprudence that makes the rational
basis test an extremely deferential one that focuses on the rationality,
not the persuasiveness, of the potential justifications for the
classifications in the legislative scheme. I trust that, once this
particular "storm" clears, we will return to the rational basis test as it
has always been understood and applied. Applying that deferential test in
the manner it is customarily applied, the exclusion of gay and lesbian
couples from the institution of civil marriage passes constitutional
muster. I respectfully dissent.
CORDY, J. (dissenting, with whom Spina
and Sosman, JJ., join).
The court's opinion concludes that the Department of Public Health has
failed to identify any "constitutionally adequate reason" for limiting
civil marriage to opposite-sex unions, and that there is no "reasonable
relationship" between a disqualification of same-sex couples who wish to
enter into a civil marriage and the protection of public health, safety,
or general welfare. Consequently, it holds that the marriage statute
cannot withstand scrutiny under the Massachusetts Constitution. Because I
find these conclusions to be unsupportable in light of the nature of the
rights and regulations at issue, the presumption of constitutional
validity and significant deference afforded to legislative enactments, and
the "undesirability of the judiciary substituting its notions of correct
policy for that of a popularly elected Legislature" responsible for making
such policy, Zayre Corp. v. Attorney Gen., 372 Mass. 423,
433 (1977), I respectfully dissent. Although it may be desirable for many
reasons to extend to same-sex couples the benefits and burdens of civil
marriage (and the plaintiffs have made a powerfully reasoned case for that
extension), that decision must be made by the Legislature, not the court.
If a statute either impairs the exercise of a fundamental right protected
by the due process or liberty provisions of our State Constitution, or
discriminates based on a constitutionally suspect classification such as
sex, it will be subject to strict scrutiny when its validity is
challenged. See Blixt v. Blixt, 437 Mass. 649, 655-656, 660-661
(2002), cert. denied, 537 U.S. 1189 (2003) (fundamental right); Lowell
v. Kowalski, 380 Mass. 663, 666 (1980) (sex-based classification). If
it does neither, a statute "will be upheld if it is 'rationally related to
a legitimate State purpose.' " Hallett v. Wrentham, 398 Mass. 550,
557 (1986), quoting Paro v. Longwood Hosp., 373 Mass. 645, 649
(1977). This test, referred to in State and Federal constitutional
jurisprudence as the "rational basis test," [FN1] is virtually identical
in substance and effect to the test applied to a law promulgated under the
State's broad police powers (pursuant to which the marriage statutes and
most other licensing and regulatory laws are enacted): that is, the law is
valid if it is reasonably related to the protection of public health,
safety, or general welfare. See, e.g., Leigh v. Board of Registration
in Nursing, 395 Mass. 670, 682-683 (1985) (applying rational basis
review to question of State exercise of police power).
The Massachusetts marriage statute does not impair the exercise of a
recognized fundamental right, or discriminate on the basis of sex in
violation of the equal rights amendment to the Massachusetts Constitution.
Consequently, it is subject to review only to determine whether it
satisfies the rational basis test. Because a conceivable rational basis
exists upon which the Legislature could conclude that the marriage statute
furthers the legitimate State purpose of ensuring, promoting, and
supporting an optimal social structure for the bearing and raising of
children, it is a valid exercise of the State's police power.
A. Limiting marriage to the union of one man and one woman does not
impair the exercise of a fundamental right. Civil marriage is an
institution created by the State. In Massachusetts, the marriage statutes
are derived from English common law, see Commonwealth v. Knowlton,
2 Mass. 530, 534 (1807), and were first enacted in colonial times.
Commonwealth v. Munson, 127 Mass. 459, 460 (1879). They were enacted
to secure public interests and not for religious purposes or to promote
personal interests or aspirations. (See discussion infra at--). As
the court notes in its opinion, the institution of marriage is "the legal
union of a man and woman as husband and wife," ante at, and it has
always been so under Massachusetts law, colonial or otherwise.
The plaintiffs contend that because the right to choose to marry is a
"fundamental" right, the right to marry the person of one's choice,
including a member of the same sex, must also be a "fundamental" right.
While the court stops short of deciding that the right to marry someone of
the same sex is "fundamental" such that strict scrutiny must be applied to
any statute that impairs it, it nevertheless agrees with the plaintiffs
that the right to choose to marry is of fundamental importance ("among the
most basic" of every person's "liberty and due process rights") and would
be "hollow" if an individual was foreclosed from "freely choosing the
person with whom to share ... the ... institution of civil marriage."
Ante at. Hence, it concludes that a marriage license cannot be denied
to an individual who wishes to marry someone of the same sex. In reaching
this result the court has transmuted the "right" to marry into a right to
change the institution of marriage itself. This feat of reasoning succeeds
only if one accepts the proposition that the definition of the institution
of marriage as a union between a man and a woman is merely "conclusory"
(as suggested, ante at [Greaney, J., concurring] ), rather than the
basis on which the "right" to partake in it has been deemed to be of
fundamental importance. In other words, only by assuming that "marriage"
includes the union of two persons of the same sex does the court conclude
that restricting marriage to opposite-sex couples infringes on the "right"
of same-sex couples of "marry." [FN2]
The plaintiffs ground their contention that they have a fundamental right
to marry a person of the same sex in a long line of Supreme Court
decisions, e.g., Turner v. Safley, 482 U.S. 78 (1987); Zablocki
v. Redhail, 434 U.S. 374 (1978); Loving v. Virginia, 388 U.S. 1
(1967); Griswold v. Connecticut, 381 U.S. 479 (1965); Skinner v.
Oklahoma, 316 U.S. 535 (1942); that discuss the importance of
marriage. In context, all of these decisions and their discussions are
about the "fundamental" nature of the institution of marriage as it has
existed and been understood in this country, not as the court has
redefined it today. Even in that context, its "fundamental" nature is
derivative of the nature of the interests that underlie or are associated
with it. [FN3] An examination of those interests reveals that they are
either not shared by same-sex couples or not implicated by the marriage
statutes.
Supreme Court cases that have described marriage or the right to marry as
"fundamental" have focused primarily on the underlying interest of every
individual in procreation, which, historically, could only legally occur
within the construct of marriage because sexual intercourse outside of
marriage was a criminal act. [FN4] In Skinner v. Oklahoma, supra,
the first case to characterize marriage as a "fundamental" right, the
Supreme Court stated, as its rationale for striking down a sterilization
statute, that "[m]arriage and procreation are fundamental to the very
existence of the race." Id. at 541. In concluding that a sterilized
individual "is forever deprived of a basic liberty," id., the Court
was obviously referring to procreation rather than marriage, as this court
recognized in Matter of Moe, 385 Mass. 555, 560 (1982). Similarly,
in Loving v. Virginia, supra, in which the United States Supreme
Court struck down Virginia's antimiscegenation statute, the Court
implicitly linked marriage with procreation in describing marriage as
"fundamental to our very existence." Id. at 12. In Zablocki v.
Redhail, supra, the Court expressly linked the right to marry with the
right to procreate, concluding that "if [the plaintiff's] right to
procreate means anything at all, it must imply some right to enter the
only relationship in which the State ... allows sexual relations legally
to take place." Id. at 386. Once again, in Turner v. Safley,
supra, striking a State regulation that curtailed the right of an
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